Assessor Resource

RIIRAI610D
Establish & maintain mechanical standard/engineering practices for transport/ production equiptment

Assessment tool

Version 1.0
Issue Date: May 2024


This unit describes a participant’s skills and knowledge required to establish and maintain mechanical standard and engineering practices for transport and production equipment in Coal mining.

This unit is appropriate for those working in management or technical specialist roles.

No licensing, legislative or certification requirements apply to this unit at the time of publication

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1. Plan and prepare production and transport systems

1.1 Access, interpret and apply production and transport systems documentation and ensure the work activity is compliant

1.2 Obtain, read, interpret, clarify and confirm work requirements

1.3 Identify and address potential risks, hazards and environmental issues and implement control measures

1.4 Identify and confirm, in consultation, the requirements for, and purpose of, production and transport systems in accordance with the system of mining

1.5 Identify systems options from an analysis of all relevant technical, operational and financial information

1.6 Establish specification for the production and transport system from a comprehensive analysis of operating requirements

1.7 Select the preferred systems options on the basis of performance against specification requirements

2. Select equipment for production and transport systems

2.1 Identify the mechanical requirements for and purpose of transport and production equipment against systems requirements

2.2 Conduct a detailed scoping of the operational production and transport systems requirements and develop key selection criteria, including hazard identification and risk analysis

2.3 Establish specification for the required production and/or transport equipment

2.4 Select the preferred equipment solutions on the basis of performance against specification requirements

3. Establish systems and procedures to install and commission equipment

3.1 Establish systems to identify hazards and analyse and evaluate risks associated with the installation

3.2 Plan and prepare for integration of new and existing mine production and transport systems and processes

3.3 Establish procedures for installing and commissioning production and transport systems and equipment

3.4 Establish systems and procedures, to satisfy identified production and transport systems training requirements

4. Establish systems for the operation and maintenance of production and transport systems and equipment

4.1 Establish and document, operational procedures for production and transport systems and equipment

4.2 Establish and document, maintenance procedures for production and transport systems and equipment from site and legislative requirements

4.3 Establish and document, procedures for reviewing and modifying work processes

4.4 Establish and document, emergency response and evacuation plans and procedures

4.5 Establish the system of recording and reporting production and transport equipment information

5. Establish systems for audit and review of production and transport systems and equipment

5.1 Establish procedures to audit and review equipment compliance

5.2 Identify and assess future production and transport systems and equipment requirements, and incorporate into planning processes

5.3 Establish procedures to audit and review the currency and compliance of operation and maintenance relating to production and transport systems and equipment

5.4 Establish procedures for incorporating feedback into the audit/review system

5.5 Establish procedures to confirm the currency, relevance and compliance of the training program against identified requirements

5.6 Establish procedures for response to instances of non-compliance or other discrepancies/deficiencies revealed by audit

5.7 Establish procedures to audit emergency response and evacuation systems for compliance

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant legislation, documentation, policies and procedures

engineering practices for transport and production equipment

implements procedures and techniques for the safe, effective and efficient completion of the establishing and maintenance of mechanical standard and engineering practices for transport and production equipment including:

accessing, reading, interpreting and applying:

legislative, organisation and site requirements and procedures

technical information

the principles of mine design

hazard identification and risk management processes

work planning and coordination processes

training needs analysis

manufacturers’ instructions

conducting briefings and handovers

works effectively with others to establish and maintain mechanical standard and engineering practices for transport and production equipment including:

managing people and processes

coordinating human, financial and physical resources

developing, initiating and administering work plans

interpreting and applying operational performance data

engaging internal and external stakeholders

demonstrates completion of the establishing and maintenance of mechanical standard and engineering practices for transport and production equipment that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

identifying the relevant information and scope of the work

identifying the full range of specification requirements

identifying all aspects of transport and production equipment

identifying systems options from an analysis of all relevant technical, operational and financial information

selecting the preferred equipment solutions on the basis of performance against criteria

establishing procedures for reviewing and modifying work processes

developing the audit, review and reporting systems

The candidate must demonstrate knowledge in establishing and maintaining mechanical standards and engineering practices for transport and production equipment through:

legislative, organisation and site requirements and procedures for;

mine operation

environmental monitoring

risk management

emergency response and evacuation

mine plans

firefighting systems

transport rules

maintenance schemes

standard operating procedures

training

testing on diesel vehicles

battery charging

underground fuel depots

conveyor belts

applying geological structures data

mine design relating to production and transport systems and equipment

production and transport systems and equipment management requirements

mine reporting procedures

production and transport equipment and systems (types, uses, characteristics and limitations appropriate for safe operation at the mine site)

energy sources, including electrical, hydraulic, pneumatic, diesel

safety design features of production and transport systems

using stores system

specification design criteria, including noise, dust, lighting, ergonomics, remote control, physical clearance, confined space, visibility, seating vibration and machine equipment and personal protection

assessment systems

computer based systems relating to production and transport systems

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1. Plan and prepare production and transport systems

1.1 Access, interpret and apply production and transport systems documentation and ensure the work activity is compliant

1.2 Obtain, read, interpret, clarify and confirm work requirements

1.3 Identify and address potential risks, hazards and environmental issues and implement control measures

1.4 Identify and confirm, in consultation, the requirements for, and purpose of, production and transport systems in accordance with the system of mining

1.5 Identify systems options from an analysis of all relevant technical, operational and financial information

1.6 Establish specification for the production and transport system from a comprehensive analysis of operating requirements

1.7 Select the preferred systems options on the basis of performance against specification requirements

2. Select equipment for production and transport systems

2.1 Identify the mechanical requirements for and purpose of transport and production equipment against systems requirements

2.2 Conduct a detailed scoping of the operational production and transport systems requirements and develop key selection criteria, including hazard identification and risk analysis

2.3 Establish specification for the required production and/or transport equipment

2.4 Select the preferred equipment solutions on the basis of performance against specification requirements

3. Establish systems and procedures to install and commission equipment

3.1 Establish systems to identify hazards and analyse and evaluate risks associated with the installation

3.2 Plan and prepare for integration of new and existing mine production and transport systems and processes

3.3 Establish procedures for installing and commissioning production and transport systems and equipment

3.4 Establish systems and procedures, to satisfy identified production and transport systems training requirements

4. Establish systems for the operation and maintenance of production and transport systems and equipment

4.1 Establish and document, operational procedures for production and transport systems and equipment

4.2 Establish and document, maintenance procedures for production and transport systems and equipment from site and legislative requirements

4.3 Establish and document, procedures for reviewing and modifying work processes

4.4 Establish and document, emergency response and evacuation plans and procedures

4.5 Establish the system of recording and reporting production and transport equipment information

5. Establish systems for audit and review of production and transport systems and equipment

5.1 Establish procedures to audit and review equipment compliance

5.2 Identify and assess future production and transport systems and equipment requirements, and incorporate into planning processes

5.3 Establish procedures to audit and review the currency and compliance of operation and maintenance relating to production and transport systems and equipment

5.4 Establish procedures for incorporating feedback into the audit/review system

5.5 Establish procedures to confirm the currency, relevance and compliance of the training program against identified requirements

5.6 Establish procedures for response to instances of non-compliance or other discrepancies/deficiencies revealed by audit

5.7 Establish procedures to audit emergency response and evacuation systems for compliance

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant legislation, documentation, policies and procedures

engineering practices for transport and production equipment

implements procedures and techniques for the safe, effective and efficient completion of the establishing and maintenance of mechanical standard and engineering practices for transport and production equipment including:

accessing, reading, interpreting and applying:

legislative, organisation and site requirements and procedures

technical information

the principles of mine design

hazard identification and risk management processes

work planning and coordination processes

training needs analysis

manufacturers’ instructions

conducting briefings and handovers

works effectively with others to establish and maintain mechanical standard and engineering practices for transport and production equipment including:

managing people and processes

coordinating human, financial and physical resources

developing, initiating and administering work plans

interpreting and applying operational performance data

engaging internal and external stakeholders

demonstrates completion of the establishing and maintenance of mechanical standard and engineering practices for transport and production equipment that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

identifying the relevant information and scope of the work

identifying the full range of specification requirements

identifying all aspects of transport and production equipment

identifying systems options from an analysis of all relevant technical, operational and financial information

selecting the preferred equipment solutions on the basis of performance against criteria

establishing procedures for reviewing and modifying work processes

developing the audit, review and reporting systems

The candidate must demonstrate knowledge in establishing and maintaining mechanical standards and engineering practices for transport and production equipment through:

legislative, organisation and site requirements and procedures for;

mine operation

environmental monitoring

risk management

emergency response and evacuation

mine plans

firefighting systems

transport rules

maintenance schemes

standard operating procedures

training

testing on diesel vehicles

battery charging

underground fuel depots

conveyor belts

applying geological structures data

mine design relating to production and transport systems and equipment

production and transport systems and equipment management requirements

mine reporting procedures

production and transport equipment and systems (types, uses, characteristics and limitations appropriate for safe operation at the mine site)

energy sources, including electrical, hydraulic, pneumatic, diesel

safety design features of production and transport systems

using stores system

specification design criteria, including noise, dust, lighting, ergonomics, remote control, physical clearance, confined space, visibility, seating vibration and machine equipment and personal protection

assessment systems

computer based systems relating to production and transport systems

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply production and transport systems documentation and ensure the work activity is compliant 
Obtain, read, interpret, clarify and confirm work requirements 
Identify and address potential risks, hazards and environmental issues and implement control measures 
Identify and confirm, in consultation, the requirements for, and purpose of, production and transport systems in accordance with the system of mining 
Identify systems options from an analysis of all relevant technical, operational and financial information 
Establish specification for the production and transport system from a comprehensive analysis of operating requirements 
Select the preferred systems options on the basis of performance against specification requirements 
Identify the mechanical requirements for and purpose of transport and production equipment against systems requirements 
Conduct a detailed scoping of the operational production and transport systems requirements and develop key selection criteria, including hazard identification and risk analysis 
Establish specification for the required production and/or transport equipment 
Select the preferred equipment solutions on the basis of performance against specification requirements 
Establish systems to identify hazards and analyse and evaluate risks associated with the installation 
Plan and prepare for integration of new and existing mine production and transport systems and processes 
Establish procedures for installing and commissioning production and transport systems and equipment 
Establish systems and procedures, to satisfy identified production and transport systems training requirements 
Establish and document, operational procedures for production and transport systems and equipment 
Establish and document, maintenance procedures for production and transport systems and equipment from site and legislative requirements 
Establish and document, procedures for reviewing and modifying work processes 
Establish and document, emergency response and evacuation plans and procedures 
Establish the system of recording and reporting production and transport equipment information 
Establish procedures to audit and review equipment compliance 
Identify and assess future production and transport systems and equipment requirements, and incorporate into planning processes 
Establish procedures to audit and review the currency and compliance of operation and maintenance relating to production and transport systems and equipment 
Establish procedures for incorporating feedback into the audit/review system 
Establish procedures to confirm the currency, relevance and compliance of the training program against identified requirements 
Establish procedures for response to instances of non-compliance or other discrepancies/deficiencies revealed by audit 
Establish procedures to audit emergency response and evacuation systems for compliance 
Access, interpret and apply production and transport systems documentation and ensure the work activity is compliant 
Obtain, read, interpret, clarify and confirm work requirements 
Identify and address potential risks, hazards and environmental issues and implement control measures 
Identify and confirm, in consultation, the requirements for, and purpose of, production and transport systems in accordance with the system of mining 
Identify systems options from an analysis of all relevant technical, operational and financial information 
Establish specification for the production and transport system from a comprehensive analysis of operating requirements 
Select the preferred systems options on the basis of performance against specification requirements 
Identify the mechanical requirements for and purpose of transport and production equipment against systems requirements 
Conduct a detailed scoping of the operational production and transport systems requirements and develop key selection criteria, including hazard identification and risk analysis 
Establish specification for the required production and/or transport equipment 
Select the preferred equipment solutions on the basis of performance against specification requirements 
Establish systems to identify hazards and analyse and evaluate risks associated with the installation 
Plan and prepare for integration of new and existing mine production and transport systems and processes 
Establish procedures for installing and commissioning production and transport systems and equipment 
Establish systems and procedures, to satisfy identified production and transport systems training requirements 
Establish and document, operational procedures for production and transport systems and equipment 
Establish and document, maintenance procedures for production and transport systems and equipment from site and legislative requirements 
Establish and document, procedures for reviewing and modifying work processes 
Establish and document, emergency response and evacuation plans and procedures 
Establish the system of recording and reporting production and transport equipment information 
Establish procedures to audit and review equipment compliance 
Identify and assess future production and transport systems and equipment requirements, and incorporate into planning processes 
Establish procedures to audit and review the currency and compliance of operation and maintenance relating to production and transport systems and equipment 
Establish procedures for incorporating feedback into the audit/review system 
Establish procedures to confirm the currency, relevance and compliance of the training program against identified requirements 
Establish procedures for response to instances of non-compliance or other discrepancies/deficiencies revealed by audit 
Establish procedures to audit emergency response and evacuation systems for compliance 

Forms

Assessment Cover Sheet

RIIRAI610D - Establish & maintain mechanical standard/engineering practices for transport/ production equiptment
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

RIIRAI610D - Establish & maintain mechanical standard/engineering practices for transport/ production equiptment

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: